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Oracle® Database Performance Tuning Guide
11g Release 1 (11.1)

Part Number B28274-01
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14 Using Indexes and Clusters

This chapter provides an overview of data access methods using indexes and clusters that can enhance or degrade performance.

The chapter contains the following sections:

14.1 Understanding Index Performance

This section describes the following:

14.1.1 Tuning the Logical Structure

Although query optimization helps avoid the use of nonselective indexes within query execution, the SQL engine must continue to maintain all indexes defined against a table, regardless of whether they are used. Index maintenance can present a significant CPU and I/O resource demand in any write-intensive application. In other words, do not build indexes unless necessary.

To maintain optimal performance, drop indexes that an application is not using. You can find indexes that are not being used by using the ALTER INDEX MONITORING USAGE functionality over a period of time that is representative of your workload. This monitoring feature records whether or not an index has been used. If you find that an index has not been used, then drop it. Make sure you are monitoring a representative workload to avoid dropping an index which is used, but not by the workload you sampled.

Also, indexes within an application sometimes have uses that are not immediately apparent from a survey of statement execution plans. An example of this is a foreign key index on a parent table, which prevents share locks from being taken out on a child table.

See Also:

If you are deciding whether to create new indexes to tune statements, then you can also use the EXPLAIN PLAN statement to determine whether the optimizer will choose to use these indexes when the application is run. If you create new indexes to tune a statement that is currently parsed, then Oracle invalidates the statement.

When the statement is next parsed, the optimizer automatically chooses a new execution plan that could potentially use the new index. If you create new indexes on a remote database to tune a distributed statement, then the optimizer considers these indexes when the statement is next parsed.

Note that creating an index to tune one statement can affect the optimizer's choice of execution plans for other statements. For example, if you create an index to be used by one statement, then the optimizer can choose to use that index for other statements in the application as well. For this reason, reexamine the application's performance and execution plans, and rerun the SQL trace facility after you have tuned those statements that you initially identified for tuning.

14.1.2 Index Tuning using the SQLAccess Advisor

The SQLAccess Advisor is an alternative to manually determining which indexes are required. This advisor recommends a set of indexes when invoked from Advisor Central in Oracle Enterprise Manager or run through the DBMS_ADVISOR package APIs. The SQLAccess Advisor either recommends using a workload or it generates a hypothetical workload for a specified schema. Various workload sources are available, such as the current contents of the SQL Cache, a user defined set of SQL statements, or a SQL Tuning set. Given a workload, the SQLAccess Advisor generates a set of recommendations from which you can select the indexes that are to be implemented. An implementation script is provided which can be executed manually or automatically through Oracle Enterprise Manager. For information on the SQLAccess Advisor, see "Overview of the SQL Access Advisor".

14.1.3 Choosing Columns and Expressions to Index

A key is a column or expression on which you can build an index. Follow these guidelines for choosing keys to index:

  • Consider indexing keys that are used frequently in WHERE clauses.

  • Consider indexing keys that are used frequently to join tables in SQL statements. For more information on optimizing joins, see the section "Using Hash Clusters for Performance".

  • Choose index keys that have high selectivity. The selectivity of an index is the percentage of rows in a table having the same value for the indexed key. An index's selectivity is optimal if few rows have the same value.


    Oracle automatically creates indexes, or uses existing indexes, on the keys and expressions of unique and primary keys that you define with integrity constraints.

    Indexing low selectivity columns can be helpful if the data distribution is skewed so that one or two values occur much less often than other values.

  • Do not use standard B-tree indexes on keys or expressions with few distinct values. Such keys or expressions usually have poor selectivity and therefore do not optimize performance unless the frequently selected key values appear less frequently than the other key values. You can use bitmap indexes effectively in such cases, unless the index is modified frequently, as in a high concurrency OLTP application.

  • Do not index columns that are modified frequently. UPDATE statements that modify indexed columns and INSERT and DELETE statements that modify indexed tables take longer than if there were no index. Such SQL statements must modify data in indexes as well as data in tables. They also generate additional undo and redo.

  • Do not index keys that appear only in WHERE clauses with functions or operators. A WHERE clause that uses a function, other than MIN or MAX, or an operator with an indexed key does not make available the access path that uses the index except with function-based indexes.

  • Consider indexing foreign keys of referential integrity constraints in cases in which a large number of concurrent INSERT, UPDATE, and DELETE statements access the parent and child tables. Such an index allows UPDATEs and DELETEs on the parent table without share locking the child table.

  • When choosing to index a key, consider whether the performance gain for queries is worth the performance loss for INSERTs, UPDATEs, and DELETEs and the use of the space required to store the index. You might want to experiment by comparing the processing times of the SQL statements with and without indexes. You can measure processing time with the SQL trace facility.

    See Also:

    Oracle Database Application Developer's Guide - Fundamentals for more information on the effects of foreign keys on locking

14.1.4 Choosing Composite Indexes

A composite index contains more than one key column. Composite indexes can provide additional advantages over single-column indexes:

  • Improved selectivity

    Sometimes two or more columns or expressions, each with poor selectivity, can be combined to form a composite index with higher selectivity.

  • Reduced I/O

    If all columns selected by a query are in a composite index, then Oracle can return these values from the index without accessing the table.

A SQL statement can use an access path involving a composite index if the statement contains constructs that use a leading portion of the index.


This is no longer the case with index skip scans. See "Index Skip Scans".

A leading portion of an index is a set of one or more columns that were specified first and consecutively in the list of columns in the CREATE INDEX statement that created the index. Consider this CREATE INDEX statement:

CREATE INDEX comp_ind 
ON table1(x, y, z);
  • x, xy, and xyz combinations of columns are leading portions of the index

  • yz, y, and z combinations of columns are not leading portions of the index Choosing Keys for Composite Indexes

Follow these guidelines for choosing keys for composite indexes:

  • Consider creating a composite index on keys that are used together frequently in WHERE clause conditions combined with AND operators, especially if their combined selectivity is better than the selectivity of either key individually.

  • If several queries select the same set of keys based on one or more key values, then consider creating a composite index containing all of these keys.

Of course, consider the guidelines associated with the general performance advantages and trade-offs of indexes described in the previous sections. Ordering Keys for Composite Indexes

Follow these guidelines for ordering keys in composite indexes:

  • Create the index so the keys used in WHERE clauses make up a leading portion.

  • If some keys are used in WHERE clauses more frequently, then be sure to create the index so that the more frequently selected keys make up a leading portion to allow the statements that use only these keys to use the index.

  • If all keys are used in the WHERE clauses equally often but the data is physically ordered on one of the keys, then place that key first in the composite index.

14.1.5 Writing Statements That Use Indexes

Even after you create an index, the optimizer cannot use an access path that uses the index simply because the index exists. The optimizer can choose such an access path for a SQL statement only if it contains a construct that makes the access path available. To allow the query optimizer the option of using an index access path, ensure that the statement contains a construct that makes such an access path available.

14.1.6 Writing Statements That Avoid Using Indexes

In some cases, you might want to prevent a SQL statement from using an access path that uses an existing index. You might want to do this if you know that the index is not very selective and that a full table scan would be more efficient. If the statement contains a construct that makes such an index access path available, then you can force the optimizer to use a full table scan through one of the following methods:

  • Use the NO_INDEX hint to give the query optimizer maximum flexibility while disallowing the use of a certain index.

  • Use the FULL hint to instruct the optimizer to choose a full table scan instead of an index scan.

  • Use the INDEX or INDEX_COMBINE hints to instruct the optimizer to use one index or a set of listed indexes instead of another.

    See Also:

    Chapter 19, "Using Optimizer Hints" for more information on the NO_INDEX, FULL, INDEX, INDEX_COMBINE, and AND_EQUAL hints

Parallel execution uses indexes effectively. It does not perform parallel index range scans, but it does perform parallel index lookups for parallel nested loop join execution. If an index is very selective (there are few rows for each index entry), then it might be better to use sequential index lookup rather than parallel table scan.

14.1.7 Re-creating Indexes

You might want to re-create an index to compact it and minimize fragmented space, or to change the index's storage characteristics. When creating a new index that is a subset of an existing index or when rebuilding an existing index with new storage characteristics, Oracle might use the existing index instead of the base table to improve the performance of the index build.

However, there are cases where it can be beneficial to use the base table instead of the existing index. Consider an index on a table on which a lot of DML has been performed. Because of the DML, the size of the index can increase to the point where each block is only 50% full, or even less. If the index refers to most of the columns in the table, then the index could actually be larger than the table. In this case, it is faster to use the base table rather than the index to re-create the index.

Use the ALTER INDEX ... REBUILD statement to reorganize or compact an existing index or to change its storage characteristics. The REBUILD statement uses the existing index as the basis for the new one. All index storage statements are supported, such as STORAGE (for extent allocation), TABLESPACE (to move the index to a new tablespace), and INITRANS (to change the initial number of entries).

Usually, ALTER INDEX ... REBUILD is faster than dropping and re-creating an index, because this statement uses the fast full scan feature. It reads all the index blocks using multiblock I/O, then discards the branch blocks. A further advantage of this approach is that the old index is still available for queries while the rebuild is in progress.

See Also:

Oracle Database SQL Reference for more information about the CREATE INDEX and ALTER INDEX statements, as well as restrictions on rebuilding indexes

14.1.8 Compacting Indexes

You can coalesce leaf blocks of an index by using the ALTER INDEX statement with the COALESCE option. This option lets you combine leaf levels of an index to free blocks for reuse. You can also rebuild the index online.

See Also:

Oracle Database SQL Reference and Oracle Database Administrator's Guide for more information about the syntax for this statement

14.1.9 Using Nonunique Indexes to Enforce Uniqueness

You can use an existing nonunique index on a table to enforce uniqueness, either for UNIQUE constraints or the unique aspect of a PRIMARY KEY constraint. The advantage of this approach is that the index remains available and valid when the constraint is disabled. Therefore, enabling a disabled UNIQUE or PRIMARY KEY constraint does not require rebuilding the unique index associated with the constraint. This can yield significant time savings on enable operations for large tables.

Using a nonunique index to enforce uniqueness also lets you eliminate redundant indexes. You do not need a unique index on a primary key column if that column already is included as the prefix of a composite index. You can use the existing index to enable and enforce the constraint. You also save significant space by not duplicating the index. However, if the existing index is partitioned, then the partitioning key of the index must also be a subset of the UNIQUE key; otherwise, Oracle creates an additional unique index to enforce the constraint.

14.1.10 Using Enabled Novalidated Constraints

An enabled novalidated constraint behaves similarly to an enabled validated constraint for new data. Placing a constraint in the enabled novalidated state signifies that any new data entered into the table must conform to the constraint. Existing data is not checked. By placing a constraint in the enabled novalidated state, you enable the constraint without locking the table.

If you change a constraint from disabled to enabled, then the table must be locked. No new DML, queries, or DDL can occur, because there is no mechanism to ensure that operations on the table conform to the constraint during the enable operation. The enabled novalidated state prevents operations violating the constraint from being performed on the table.

An enabled novalidated constraint can be validated with a parallel, consistent-read query of the table to determine whether any data violates the constraint. No locking is performed, and the enable operation does not block readers or writers to the table. In addition, enabled novalidated constraints can be validated in parallel: Multiple constraints can be validated at the same time and each constraint's validity check can be determined using parallel query.

Use the following approach to create tables with constraints and indexes:

  1. Create the tables with the constraints. NOT NULL constraints can be unnamed and should be created enabled and validated. All other constraints (CHECK, UNIQUE, PRIMARY KEY, and FOREIGN KEY) should be named and created disabled.


    By default, constraints are created in the ENABLED state.
  2. Load old data into the tables.

  3. Create all indexes, including indexes needed for constraints.

  4. Enable novalidate all constraints. Do this to primary keys before foreign keys.

  5. Allow users to query and modify data.

  6. With a separate ALTER TABLE statement for each constraint, validate all constraints. Do this to primary keys before foreign keys. For example,


Now you can use Import or Fast Loader to load data into table t.

CREATE INDEX tci ON x (c); 

At this point, users can start performing INSERTs, UPDATEs, DELETEs, and SELECTs on table t.


Now the constraints are enabled and validated.

See Also:

Oracle Database Concepts for a complete discussion of integrity constraints

14.2 Using Function-based Indexes for Performance

A function-based index includes columns that are either transformed by a function, such as the UPPER function, or included in an expression, such as col1 + col2. With a function-based index, you can store computation-intensive expressions in the index.

Defining a function-based index on the transformed column or expression allows that data to be returned using the index when that function or expression is used in a WHERE clause or an ORDER BY clause. This allows Oracle to bypass computing the value of the expression when processing SELECT and DELETE statements. Therefore, a function-based index can be beneficial when frequently-executed SQL statements include transformed columns, or columns in expressions, in a WHERE or ORDER BY clause.

Oracle treats descending indexes as function-based indexes. The columns marked DESC are sorted in descending order.

For example, function-based indexes defined with the UPPER(column_name) or LOWER(column_name) keywords allow case-insensitive searches. The index created in the following statement:

CREATE INDEX uppercase_idx ON employees (UPPER(last_name));

facilitates processing queries such as:

SELECT * FROM employees
    WHERE UPPER(last_name) = 'MARKSON';

See Also:

14.3 Using Partitioned Indexes for Performance

Similar to partitioned tables, partitioned indexes improve manageability, availability, performance, and scalability. They can either be partitioned independently (global indexes) or automatically linked to a table's partitioning method (local indexes).

Oracle supports both range and hash partitioned global indexes. In a range partitioned global index, each index partition contains values defined by a partition bound. In a hash partitioned global index, each partition contains values determined by the Oracle hash function.

The hash method can improve performance of indexes where a small number leaf blocks in the index have high contention in multiuser OLTP environment. In some OLTP applications, index insertions happen only at the right edge of the index. This could happen when the index is defined on monotonically increasing columns. In such situations right edge of the index becomes a hotspot because of contention for index pages, buffers, latches for update, and additional index maintenance activity, which results in performance degradation.

With hash partitioned global indexes index entries are hashed to different partitions based on partitioning key and the number of partitions. This spreads out contention over number of defined partitions, resulting in increased throughput. Hash-partitioned global indexes would benefit TPC-H refresh functions that are executed as massive PDMLs into huge fact tables because contention for buffer latches would be spread out over multiple partitions.

With hash partitioning, an index entry will be mapped to a particular index partition based on the hash value generated by Oracle. The syntax to create hash-partitioned global index is very similar to hash-partitioned table. Queries involving equality and IN predicates on index partitioning key can efficiently use global hash partitioned index to answer queries quickly.

See Also:

Oracle Database Concepts and Oracle Database Administrator's Guide for more information on global indexes tables

14.4 Using Index-Organized Tables for Performance

An index-organized table differs from an ordinary table in that the data for the table is held in its associated index. Changes to the table data, such as adding new rows, updating rows, or deleting rows, result only in updating the index. Because data rows are stored in the index, index-organized tables provide faster key-based access to table data for queries that involve exact match or range search or both.

Global hash-partitioned indexes are supported for index-organized tables and can provide performance benefits in a multiuser OLTP environment.

See Also:

Oracle Database Concepts and Oracle Database Administrator's Guide for more information on index-organized tables

14.5 Using Bitmap Indexes for Performance

Bitmap indexes can substantially improve performance of queries that have all of the following characteristics:

You can use multiple bitmap indexes to evaluate the conditions on a single table. Bitmap indexes are thus highly advantageous for complex ad hoc queries that contain lengthy WHERE clauses. Bitmap indexes can also provide optimal performance for aggregate queries and for optimizing joins in star schemas.

See Also:

Oracle Database Concepts and Oracle Database Data Warehousing Guide for more information on bitmap indexing

14.6 Using Bitmap Join Indexes for Performance

In addition to a bitmap index on a single table, you can create a bitmap join index, which is a bitmap index for the join of two or more tables. A bitmap join index is a space-saving way to reduce the volume of data that must be joined, by performing restrictions in advance. For each value in a column of a table, a bitmap join index stores the rowids of corresponding rows in another table. In a data warehousing environment, the join condition is an equi-inner join between the primary key column(s) of the dimension tables and the foreign key column(s) in the fact table.

Bitmap join indexes are much more efficient in storage than materialized join views, an alternative for materializing joins in advance. This is because the materialized join views do not compress the rowids of the fact tables.

See Also:

Oracle Database Data Warehousing Guide for examples and restrictions of bitmap join indexes

14.7 Using Domain Indexes for Performance

Domain indexes are built using the indexing logic supplied by a user-defined indextype. An indextype provides an efficient mechanism to access data that satisfy certain operator predicates. Typically, the user-defined indextype is part of an Oracle option, like the Spatial option. For example, the SpatialIndextype allows efficient search and retrieval of spatial data that overlap a given bounding box.

The cartridge determines the parameters you can specify in creating and maintaining the domain index. Similarly, the performance and storage characteristics of the domain index are presented in the specific cartridge documentation.

Refer to the appropriate cartridge documentation for information such as the following:

14.8 Using Clusters for Performance

Clusters are groups of one or more tables that are physically stored together because they share common columns and usually are used together. Because related rows are physically stored together, disk access time improves.

To create a cluster, use the CREATE CLUSTER statement.

See Also:

Oracle Database Concepts for more information on clusters

Follow these guidelines when deciding whether to cluster tables:

Consider the benefits and drawbacks of clusters with respect to the needs of the application. For example, you might decide that the performance gain for join statements outweighs the performance loss for statements that modify cluster key values. You might want to experiment and compare processing times with the tables both clustered and stored separately.

See Also:

Oracle Database Administrator's Guide for more information on creating clusters

14.9 Using Hash Clusters for Performance

Hash clusters group table data by applying a hash function to each row's cluster key value. All rows with the same cluster key value are stored together on disk. Consider the benefits and drawbacks of hash clusters with respect to the needs of the application. You might want to experiment and compare processing times with a particular table as it is stored in a hash cluster, and as it is stored alone with an index.

Follow these guidelines for choosing when to use hash clusters:

Storing a single table in a hash cluster can be useful, regardless of whether the table is joined frequently with other tables, as long as hashing is appropriate for the table based on the considerations in this list.

See Also: